Settlement collateral evidence and source custody

MON.04.02officeUnion-wide competence

Purpose and competence

Settlement collateral evidence and source custody is maintained for Settlement collateral. Its scope follows the office’s mandate: Determine which collateral supports a settlement exposure and its accepted limits.

A remote asset is pledged to two clearing participants

Record specification

Record identifier: MON.04.02/R2
Responsible custodian: Settlement collateral
Source evidence: asset rights; valuation basis; competing pledges
Decision output: Settlement collateral acceptance
Publication status: Draft record specification / no signed decision
Review route: Union Ombudsman / Union Court of Justice

Custodian and access

Settlement collateral assessment lead → · Public records access procedure

Source catalogue for Settlement collateral

Source 1: asset rights
Source 2: valuation basis
Source 3: competing pledges
Receiving purpose: Settlement collateral acceptance

Access to this record

Settlement collateral assessment lead / contact · Public records procedure · Common custody and accessible-format rules